FINRA

aid: finra
name: FINRA
description: >-
  The Financial Industry Regulatory Authority (FINRA) is a regulatory
  organization that oversees and regulates the securities industry in the United
  States. The FINRA Developer Center exposes Query, Notification, and Submission
  APIs for accessing market and regulatory datasets, detecting changes via
  polling, and submitting filings to FINRA.
type: Index
image: https://kinlane-productions.s3.amazonaws.com/apis-json/apis-json-logo.jpg
access: 3rd-Party
created: '2025-03-01'
modified: '2026-04-28'
position: Consumer
tags:
  - Compliance
  - Financial
  - Regulations
  - Securities
  - Market Data
url: >-
  https://raw.githubusercontent.com/api-evangelist/finra/refs/heads/main/apis.yml
specificationVersion: '0.19'
apis:
  - aid: finra:query-api
    name: FINRA Query API
    description: >-
      The Query API provides programmatic access to FINRA datasets, including
      market data, regulatory data, and reference data via a standard query
      interface.
    humanURL: https://developer.finra.org/docs#query_api
    tags:
      - Compliance
      - Financial
      - Market Data
      - Query
      - Regulations
    properties:
      - type: Documentation
        url: https://developer.finra.org/docs#query_api
      - type: Developer Portal
        url: https://developer.finra.org/
  - aid: finra:notification-api
    name: FINRA Notification API
    description: >-
      The Notification API allows third-party systems to detect changes related
      to FINRA datasets and resources via polling, enabling event-driven
      integrations with FINRA reference and market data.
    humanURL: https://developer.finra.org/docs#notification_api
    tags:
      - Compliance
      - Notifications
      - Polling
      - Regulations
    properties:
      - type: Documentation
        url: https://developer.finra.org/docs#notification_api
      - type: Developer Portal
        url: https://developer.finra.org/
  - aid: finra:submission-api
    name: FINRA Submission API
    description: >-
      The Submission API allows third-party systems to submit filings and other
      regulatory data to FINRA via a standard submission interface.
    humanURL: https://developer.finra.org/docs#submission_api
    tags:
      - Compliance
      - Filings
      - Regulations
      - Submissions
    properties:
      - type: Documentation
        url: https://developer.finra.org/docs#submission_api
      - type: Developer Portal
        url: https://developer.finra.org/
common:
  - type: Website
    url: https://www.finra.org/
  - type: Developer Portal
    url: https://developer.finra.org/
  - type: Documentation
    url: https://developer.finra.org/docs
  - type: Getting Started
    url: https://developer.finra.org/docs#getting_started
  - type: Console
    url: https://gateway.finra.org/app/dfo-console
  - type: Catalog
    url: https://developer.finra.org/catalog
  - type: Support
    url: https://developer.finra.org/support
  - type: TermsOfService
    url: https://developer.finra.org/finra-api-terms-service
  - type: PrivacyPolicy
    url: https://www.finra.org/privacy-policy
  - type: News
    url: https://developer.finra.org/news-and-updates
  - type: Webinars
    url: https://developer.finra.org/webinars
maintainers:
  - FN: Kin Lane
    email: [email protected]